r/CFA•
Mobile-Tank-2546

question

Level 1

Recommended procedures for compliance with the Standard relating to

responsibilities of supervisors include:

A. encouraging employers to provide a copy of the firm's code of ethics to

clients.

B. requiring firms to adopt the CFA Code of Ethics and Standards of

Professional Conduct.

C. consolidating a code of ethics and specific policies and procedures to ensure

compliance

I think the answer is c , but the booklet answer is a.

Posted May 7, 2025, 2:35 PM UTC

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