Form U4 - Felony Disclosures
For test purposes, Form U4 does or does not require ALL felony convictions within 10 years to be disclosed?
I understand that investment and securities-related felony convictions within the last 10 years must be disclosed, but what about, like, a reckless speeding ticket that resulted in a felony conviction?
Thanks!
Posted Oct 30, 2025, 4:01 PM UTC
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