RAG Paper 25.12.01

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HalluGraph: Auditable Hallucination Detection for Legal RAG Systems via Knowledge Graph AlignmentLegal AI systems powered by retrieval-augmented generation (RAG) face a critical accountability challenge: when an AI assistant cites case law, statutes, or contractual clauses, practitioners need verifiable guarantees that generated text faithfully represents source documents. Existing hallucination detectors rely on semantic similarity metrics that tolerate entity substitutions, a dangerous failure mode when confusing parties, dates, or legal provisions can have material consequences. We introduce HalluGraph, a graph-theoretic framework that quantifies hallucinations through structural alignment between knowledge graphs extracted from context, query, and response. Our approach produces bounded, interpretable metrics decomposed into \textit{Entity Grounding} (EG), measuring whether entities in the response appear in source documents, and \textit{Relation Preservation} (RP), verifying that asserted relationships are supported by context. On structured control documents, HalluGraph achieves near-perfect discrimination ($>$400 words, $>$20 entities), HalluGraph achieves AUC=0.979, while maintaining robust performance (AUC≈0.89) on challenging generative legal task, consistently outperforming semantic similarity baselines. The framework provides the transparency and traceability required for high-stakes legal applications, enabling full audit trails from generated assertions back to source passages.
EmoRAG: Evaluating RAG Robustness to Symbolic PerturbationsRetrieval-Augmented Generation (RAG) systems are increasingly central to robust AI, enhancing large language model (LLM) faithfulness by incorporating external knowledge. However, our study unveils a critical, overlooked vulnerability: their profound susceptibility to subtle symbolic perturbations, particularly through near-imperceptible emoticon tokens such as "(@_@)" that can catastrophically mislead retrieval, termed EmoRAG. We demonstrate that injecting a single emoticon into a query makes it nearly 100% likely to retrieve semantically unrelated texts that contain a matching emoticon. Our extensive experiment across general question-answering and code domains, using a range of state-of-the-art retrievers and generators, reveals three key findings: (I) Single-Emoticon Disaster: Minimal emoticon injections cause maximal disruptions, with a single emoticon almost 100% dominating RAG output. (II) Positional Sensitivity: Placing an emoticon at the beginning of a query can cause severe perturbation, with F1-Scores exceeding 0.92 across all datasets. (III) Parameter-Scale Vulnerability: Counterintuitively, models with larger parameters exhibit greater vulnerability to the interference. We provide an in-depth analysis to uncover the underlying mechanisms of these phenomena. Furthermore, we raise a critical concern regarding the robustness assumption of current RAG systems, envisioning a threat scenario where an adversary exploits this vulnerability to manipulate the RAG system. We evaluate standard defenses and find them insufficient against EmoRAG. To address this, we propose targeted defenses, analyzing their strengths and limitations in mitigating emoticon-based perturbations. Finally, we outline future directions for building robust RAG systems.
TempPerturb-Eval: On the Joint Effects of Internal Temperature and External Perturbations in RAG RobustnessThe evaluation of Retrieval-Augmented Generation (RAG) systems typically examines retrieval quality and generation parameters like temperature in isolation, overlooking their interaction. This work presents a systematic investigation of how text perturbations (simulating noisy retrieval) interact with temperature settings across multiple LLM runs. We propose a comprehensive RAG Perturbation-Temperature Analysis Framework that subjects retrieved documents to three distinct perturbation types across varying temperature settings. Through extensive experiments on HotpotQA with both open-source and proprietary LLMs, we demonstrate that performance degradation follows distinct patterns: high-temperature settings consistently amplify vulnerability to perturbations, while certain perturbation types exhibit non-linear sensitivity across the temperature range. Our work yields three key contributions: (1) a diagnostic benchmark for assessing RAG robustness, (2) an analytical framework for quantifying perturbation-temperature interactions, and (3) practical guidelines for model selection and parameter tuning under noisy retrieval conditions.

Collected by OpenBMB, transferred by RagView.ai / github/RagView .

Posted Dec 3, 2025, 1:51 AM UTC

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